A provider exchange refers to the movement of some or all of your RIC assets from one RIC investment provider to another RIC investment provider. If you have assets invested with an inactive provider and wish to make an exchange, be sure to contact your old provider and ask if there are any fees and/or restrictions on moving your money out. Investments with active providers have no restrictions or fees to consider.
Note: Exchanges between active providers are not recommended unless you have been dissatisfied with your current active provider services or investments over a reasonable amount of time.